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Phonon Spectroscopy and Mapping in Nanostructures

Photon Spectrscopy and mapping in Nanostructures
During the past 30 years, spatially resolved EELS has emerged as an important tool for the characterization of nanoscale structures designed to efficiently couple external photon fields into the bulk, using surface plasmon polariton excitations [1-3].  With recent instrumental improvements, phonon vibrational modes have become accessible down to a few tens of meV [4], opening up exploration of surface polariton and bulk phonon modes in nanoscale structures.  This new area of exploration contains several characteristics that have not yet been addressed in electron microscopy.  These include (1) screening of low energy excitations by the higher energy electronic response, (2) a highly occupied ground state, obeying boson population statistics, and (3) strong multipole scattering which swamps the dipole response observed using photon absorption and small angle electron scattering.  

Local screening is an issue because vibrational modes lie at very small energies – below about 200 meV.  In microscopy, keV electrons produce stron electronic response at higher energies which can screen the incident electron potential, suppressing the electron’s ability to produce interactions at long range.  Thus in these materials, even bulk phonon scattering can contain high spatial resolution components that can be mapped. 

For the very low energy bulk vibrational modes, the occupied state population at room temperature strongly distorts the experimental scattering at and below 30-50 meV energies, especially for the acoustic modes.  Scattering intensities below 25-30 meV become very strong, as much as 10% of the zero loss peak.  While these increase the visibility of the vibrational modes near the zero loss, the distortion clearly needs to be removed to reveal the density of states for comparison with other spectroscopies. 

Finally, simple optical modeling of electron scattering fails for several symmetries of phonon modes in typical materials.  Transverse optical, and acoustic modes do not appear in the IR spectroscopies, for instance.  It is becoming clearer that details driven by spatial resolution, and inclusion of multipole scattering components are important to a full understanding of the experimental results [6-7]. 


This research was supported by the US Department of Energy, Basic Energy Sciences (#DE-SC0005132). The author also acknowledges collaboration with M.J. Lagos, A. Trügler, and U. Hohenester.  The accompanying graphic is the work of Trügler.

Philip E. Batson

Department of Materials, Science and Engineering / Department of Physics / IAMDN / Rutgers University, USA

Created November 13, 2017, Updated October 1, 2018